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Planning Goals and Learning Outcomes
It was suggested in Chapter 1 that early planners of English-language courses saw the purpose of language teaching as self-evident. It was sufficient to state that the goal of a course was to teach English. The ESP movement argued that this approach was inadequate and that in order to teach English it was necessary to find answers to much more specific questions: What kind of English? At what level of proficiency? And for what purposes? Needs analysis seeks to provide answers to these questions and situation analysis seeks to identify the role of contextual factors in implementing curriculum change. In this chapter we will consider another crucial dimension of decision making in curriculum planning: determining the goals and outcomes of a program.
Several key assumptions about goals characterize the curriculum approach to educational planning. These can be summarized as follows:
• People are generally motivated to pursue specific goals.
• The use of goals in teaching improves the effectiveness of teaching and learning.
• A program will be effective to the extent that its goals are sound and clearly described.
These principles appear to be self-evident and uncontroversial, and most language programs describe their goals in terms of aims and objectives. The nature of aims and objectives, however, is not necessarily straightforward because they refer to knowledge, skills, and values that educational planners believe learners need to develop. In deciding on goals, planners choose from among alternatives based on assumptions about the role of teaching and of a curriculum. Formulating goals is not, therefore, an objective scientific enterprise but a judgment call. For this reason, the nature of goals in the design of educational programs has aroused considerable controversy and debate in the curriculum literature, and continues to do so. This debate is reflected in such issues as the following, which are all related to questions of curriculum goals:
• Is there any value in teaching students a foreign language at school if they have no practical need for it?
• Should a language program for immigrants just teach practical life skills or should it seek to prepare immigrants to confront racial and other forms of prejudice?
• Should learners participate in the shaping of the curriculum or is it something best left to teachers?
• Should students study the literature and culture of speakers of the language they are learning, or just learn to speak and use the language as a tool?
• Is it the language teacher's job to raise students' awareness of social injustices?
• Should teachers just prepare students to pass a flawed language exam (such as the English tests used as part of the entry examination at many universities) or should teachers and students together seek ways of finding fairer methods of assessment?
• What role should the learner's native language play in the curriculum and in the classroom?
Eisner (1992, 302) observes: "Because educational practice is concerned with the achievement of certain desired end states, it relies on a larger value matrix to secure and justify the directions in which it moves." In order to appreciate how value systems shape decisions about what schools should teach and the outcomes they seek to achieve, we will begin our discussion of goals by considering five curriculum ideologies (borrowing Eisner's term) that shape the nature of the language curriculum and the practices of language teaching in different ways: academic rationalism, social and economic efficiency, learner-centeredness, social reconstructionism, and cultural pluralism.
The ideology of the curriculum
In developing goals for educational programs, curriculum planners draw on their understanding both of the present and long-term needs of learners and of society as well as the planners' beliefs and ideologies about schools, learners, and teachers. These beliefs and values provide the philosophical underpinnings for educational programs and the justification for the kinds of aims they contain. At any given time, however, a number of competing or complementary perspectives are available concerning the focus of the curriculum. Kliebard comments:
We do not find a monolithic supremacy exercised by one interest group; rather we find different interest groups competing for dominance over the curriculum and, at different times, achieving some measure of control depending on local as well as general social conditions. Each of these interest groups, then, represents a force for a different selection of knowledge and values from the culture and hence a kind of lobby for a different curriculum. (Kliebard, 1986, 8)
Each of the five curriculum perspectives examined here emphasizes a different approach to the role of language in the curriculum.
Academic rationalism
This justification for the aims of curriculum stresses the intrinsic value of the subject matter and its role in developing the learner's intellect, humanistic values, and rationality. The content matter of different subjects is viewed as the basis for a curriculum and mastery of content is an end in itself rather than a means to solving social problems or providing efficient means to achieve the goals of policy makers. The role of schools is to provide access to the major achievements of a particular cultural tradition and to know the insights gained from studying enduring fields of knowledge. Greek and Latin have traditionally appeared in many high school curricula in the West because they were believed to develop "mental discipline" in students. Also known as "classical humanism," this view "is characterized above all by the desire to promote broad intellectual capacities such as memorization and the ability to analyze, classify, and reconstruct elements of knowledge so that these capacities can be brought to bear on the various challenges likely to be encountered in life" (Clark 1987, 5). Academic rationalism is sometimes used to justify the inclusion of certain foreign languages in school curricula, where they are taught not as tools for communication but as an aspect of social studies. Ozolins (1993) documents the debate over foreign language teaching in Australian schools and the reasons why French has gradually replaced Latin and other foreign languages. In discussing the role of foreign languages, the education minister for the state of Victoria in 1964, Bloomfield, argued that the issue was not one of languages alone. Ozolins comments:
The intellectual justification for teaching French was, in Bloomfield's view, 'the understanding of other nations, so that foreign language teaching is an intensive and specialized form of social studies'. The purely linguistic and communicative aspects of languages were not the primary objective, at least not for Victorian schools. (Ozolins 1993: 87)
This ideology is also sometimes used as a justification for including courses on literature, or American or British culture, in a language program. In some parts of the world (e.g., Hong Kong, Singapore, Malaysia), under colonial rule the English curriculum was traditionally a literature-based one. "The basic educational aim was the assimilation of British culture through the medium of English literature. There was no provision for language work specially designed to help the non-native learner" (Ho 1994, 223). The curriculum aimed at maintaining the elitist status of English-medium education. Such curricula were gradually replaced with more functional and practically oriented ones as English-medium education became more widely available (Ho 1994).
Clark (1987, 6) points out that in the United Kingdom academic rationalism is concerned with:
• The maintenance and transmission through education of the wisdom and culture of previous generations. This has led to the creation of a two-tier system of education - one to accord with the "higher" cultural traditions of an elite, and the other to cater for the more concrete and practical lifestyles of the masses.
• The development for the elite of generalizable intellectual capacities and critical faculties.
• The maintenance of stands through an inspectorate and external examination boards controlled by the universities.
In the United States, the debate over "cultural literacy" that emerged with the publication of Hirsch's book Cultural Literacy in 1987 indicated that this educational ideology still has both influential proponents and critics.
Social and economic efficiency
This educational philosophy emphasizes the practical needs of learners and society and the role of an educational program in producing learners who are economically productive. People can improve themselves and their environment through a process of rational planning. Social, economic, and other needs of society can be identified and planned for "by task analysis, by forming objectives for each task, and by teaching skills as discrete units" (Uhrmacher 1993,4). It is an ends-means approach. One of the founders of curriculum theory, Bobbitt, advocated this view of the curriculum. Curriculum development was seen as based on scientific principles, and its practitioners were "educational engineers" whose job it was to "discover the total range of habits, skills, abilities, forms of thought, etc. that its members need for the effective performance of their vocational labors" (1918, 43). Bobbitt concluded that an appropriate metaphor for curriculum development was that of the factory and production. In language teaching, this philosophy leads to an emphasis on practical and functional skills in a foreign or second language.
Socioeconomic ideology stresses the economic needs of society as a justification for the teaching of English. Successful economies in the twenty-first century are increasingly knowledge-based, and the bulk of the world's knowledge is in the English language. In a recent debate over standards of English in Japan, poor standards of English were cited as one reason for Japan's economic malaise in the late 1990s. "The learning of English, now a global language, is essential for Japan to have a bright future. ... the linguistic handicap of the Japanese could hold them back in an increasingly Internet-oriented world, where the bulk of information is written in English" (Kin 1999).
In foreign language teaching, the debate over skills-based versus academically based instruction in language teaching has a long history, as is seen in discussions over the relative merits of classical languages versus modern languages, literature versus language, and even grammar versus conversation in a language program. In many countries where English is a foreign language, over the past two decades there has been a move away from academic rationalism as the underpinnings of the English curriculum toward one based more on a socioeconomic efficiency model. The Threshold Level, the notional-functional syllabus, and outcomes-based approaches such as the use of graded objectives and competency-based outcomes in foreign language learning reflect this move toward an efficiency model in curriculum planning, one that Clark (1987) suggests often also reflects a Research, Development, and Diffusion model.
It generally involves the setting up of a central committee of selected 'experts' to develop a new curriculum product. The committee conducts initial research into what is required, produces draft materials, obtains feedback from classroom teachers who use the draft material in a number of designated pilot areas chosen to be representative of a range of contexts, and finally revises the materials for publication. (Clark 1987, 33)
Auerbach cites an example of this approach - the Texas Adult Performance Level Study - in which "university-based researchers surveyed literacy usage in a wide variety of contexts and identified sixty-five competencies that they claimed were characteristic of successful functioning in society" (Auerbach 1995, 13).
Critics of this view of the curriculum have argued that such a view is reductionist and presupposes that learners' needs can be identified with a predetermined set of skills and objectives. Knowledge is seen as something external to the learner that is transmitted in pieces. Freire describes this as a "banking model": "Education thus becomes an act of depositing, in which the students are depositories and the teacher is the depositor" (1975, 138). Advocates of the social-efficiency approach argue that the curriculum should above all focus on knowledge and skills that are relevant to the learner's everyday life needs and that the curriculum should be planned to meet the practical needs of society.
Learner-centeredness
This term groups together educational philosophies that stress the individual needs of learners, the role of individual experience, and the need to develop awareness, self-reflection, critical thinking, learner strategies, and other qualities and skills that are believed to be important for learners to develop. Within this tradition, reconceptualists emphasize the role of experience in learning. "What is missing from American schools ... is a deep respect for personal purpose, lived experience, the life of the imagination, and those forms of understanding that resist dissection and measurement" (Pinar 1975, 316).
Constructivists emphasize that learning involves active construction and testing of one's own representation of the world and accommodation of it to one's personal conceptual framework. All learning is seen to involve re-learning and reorganization of one's previous understanding and representation of knowledge (Roberts 1998, 23). Dewey, one of the founders of this philosophy, observed that "there is no intellectual growth without some reconstruction, some reworking" (Dewey 1934, 64). Roberts (1998) comments that constructivism has had a strong influence on language curriculum design, influencing the way, for example, reading and listening comprehension are taught with an emphasis on the prior knowledge, beliefs, and expectations that learners bring to listening and reading. Clark (1987, 49) (who uses the term progressivism to refer to this philosophy) suggests that it involves seeing education "as a means of providing children with learning experiences from which they can learn by their own efforts. Learning is envisaged as a continuum which can be broken up into several broad developmental stages. . . . Growth through experience is the key concept."
Marsh (1986, 201) points out that the issue of child-centered or learner-centered curricula reappears every decade or so and can refer to any of the following:
• individualized teaching
• learning through practical operation or doing
• laissez faire - no organized curricula at all but based on the momentary interests of children
• creative self-expression by students
• practically oriented activities directed toward the needs of society
• a collective term that refers to the rejection of teaching-directed learning
In language teaching, Clark sees this educational philosophy as leading to an emphasis on process rather than product, a focus on learner differences, learner strategies, and learner self-direction and autonomy.
Social reconstructionism
This curriculum perspective emphasizes the roles schools and learners can and should play in addressing social injustices and inequality. Curriculum development is not seen as a neutral process. Schools likewise do not present equal opportunities for all (Freire 1972; Apple 1986) but reflect the general inequalities in society. Schools must engage teachers and students in an examination of important social and personal problems and seek ways to address them. This process is known as "empowerment." Teachers must empower their students so that they can recognize unjust systems of class, race, or gender, and challenge them. Morris (1995, 10) observes:
The curriculum derived from this perspective focuses on developing knowledge, skills and attitudes which would create a world where people care about each other, the environment, and the distribution of wealth. Tolerance, the acceptance of diversity and peace would be encouraged. Social injustices and inequality would be central issues in the curriculum.
The most persuasive and currently popular representatives of this viewpoint are associated with the movement known as critical theory and critical pedagogy. The assumptions of "criticalists" are summarized by Kinch-eloe and McLaren (1994, 139):
that all thought is fundamentally mediated by power relations that are socially and historically constituted; that facts can never be isolated from the domain of value or removed from some form of ideological inscription; that the relationship between concept and object and between signifier and signified is never stable or fixed and is often mediated by the social relations of capitalist production and consumption; that language is central to the formation of subjectivity (conscious and unconscious awareness); that certain groups in any society are privileged over others ... the oppression that characterizes contemporary societies is most forcefully reproduced when subordinates accept their social status as natural, necessary, or inevitable; that oppression has many faces and that focusing on only one at the expense of the others . . . often elides the interconnections between them; and, finally, that mainstream research practices are generally . . . implicated in the reproduction of systems of class, race, and gender oppression.
One of the best-known critical pedagogues is Freire (1972), who argued that teachers and learners are involved in a joint process of exploring and constructing knowledge. Students are not the "objects" of knowledge: they must find ways of recognizing and resisting various forms of control. In language teaching, Auerbach's (1992) work is an important application of critical pedagogy, stressing that teaching must seek to empower students and help them bring about change in their lives. Critics of this position argue that teachers and students may not be able to change the structure of the systems in which they work and that other channels are often available to address such changes.
Cultural pluralism
This philosophy argues that schools should prepare students to participate in several different cultures and not merely the culture of the dominant social and economic group. Banks (1988) argues that students in multicultural societies such as the United States need to develop cross-cultural competency or what is sometimes termed intercultural communication. This means that one cultural group is not seen as superior to others and that multiple perspectives representing the viewpoints of different cultural groups should be developed within the curriculum. Cultural pluralism seeks to redress racism, to raise the self-esteem of minority groups, and to help children appreciate the viewpoints of other cultures and religions (Uhrmacher 1993). In the United States, the American Council on the Teaching of Foreign Languages (ACTFL) has recently identified three dimensions to inter-cultural competence in foreign language programs: the need to learn about cultures, to compare them, and to engage in intercultural exploration (Phillips and Terry 1999). Crozet and Liddicoat (1999) explore the implications of these dimensions for the design of language programs in Australia. In multicultural societies such as Canada, the United States, and Australia, cultural pluralism has motivated demands for a bilingual approach to English-language teaching (Burnett 1998). Auerbach has questioned the rationale for the exclusive use of English in ESL classrooms and argues that literacy in the first language is a significant factor in the learning of a second language (Auerbach 1995, 25). Collingham (1988) emphasizes the importance of valuing learners' language knowledge: "to treat adult learners as if they know nothing of language is to accept the imbalance of power and so ultimately to collude with institutional racism; to adopt a bilingual approach and to value the knowledge that learners already have is to begin to challenge that unequal power relationship" (Collingham 1988, 85).
In reviewing the immigrant experience in Australia, Martin (1978) commented on the "lack of migrant participation - which could have been forthcoming if the medium of instruction had not been English alone, if bilingual teachers had been employed and if ethnic communities had been involved" (1978, 68).
The extent to which one or other of the curriculum ideologies discussed in this section serves as the ideological underpinning of the curriculum and the relative emphasis they receive in the curriculum will reflect the particular context in which the curriculum occurs. The philosophy of the curriculum is the result of political judgment in that it reflects a particular set of choices about curriculum options. It reflects what the participants in the planning process believe to be worthwhile goals to attain and the changes they feel the curriculum should bring about. Because these judgments and values are often not stated explicitly, identifying them, making them explicit, and reflecting on the unstated values and assumptions driving the curriculum are an essential part of the process of curriculum planning.
Stating curriculum outcomes
Aims
In curriculum discussions, the terms goal and aim are used interchangeably to refer to a description of the general purposes of a curriculum and objective to refer to a more specific and concrete description of purposes. We will use the terms aim and objective here. An aim refers to a statement of a general change that a program seeks to bring about in learners. The purposes of aim statements are:
• to provide a clear definition of the purposes of a program
• to provide guidelines for teachers, learners, and materials writers
• to help provide a focus for instruction
• to describe important and realizable changes in learning
Aims statements reflect the ideology of the curriculum and show how the curriculum will seek to realize it. The following statements describe the aims of teaching English at the primary level in Singapore:
Our pupils learn English in order to:
• communicate effectively, in both speech and writing, in everyday situations to meet the demands of society
• acquire good reading habits to understand, enjoy, and appreciate a wide range of texts, including the literature of other cultures
• develop the ability to express themselves imaginatively and creatively
• acquire thinking skills to make critical and rational judgments
• negotiate their own learning goals and evaluate their own progress
• acquire information and study skills to learn the other subjects taught in English
• cope effectively and efficiently with change, extended learning tasks, and examinations
• acquire knowledge for self-development and for fulfilling personal needs and aspirations
• develop positive attitudes toward constructive ideas and values that are transmitted in oral and/or written forms using the English language
• develop a sensitivity to, and an appreciation of, other varieties of English and the culture they reflect
These statements reflect several of the philosophies discussed in the preceding section. The following are examples of aim statements from different kinds of language programs.
A business English course
• to develop basic communication skills for use in business contexts
• to learn how to participate in casual conversation with other employees in a workplace
• to learn how to write effective business letters
A course for hotel employees
• to develop the communication skills needed to answer telephone calls in a hotel
• to deal with guest inquiries and complaints
• to explain and clarify charges on a guest's bill
Aim statements are generally derived from information gathered during a needs analysis. For example, the following areas of difficulty were some of those identified for non-English-background students studying in English-medium universities:
• understanding lectures
• participating in seminars
• taking notes during lectures
• reading at adequate speed to be able to complete reading assignments
• presenting ideas and information in an organized way in a written assignment
In developing course aims and objectives from this information, each area of difficulty will have to be examined and researched in order to understand what is involved in understanding lectures, participating in seminars, and so on. What knowledge and skills does each activity imply? Normally the overall aims of a short course can be described in two or three aim statements; however, in a course spanning a longer time period, such as the primary school course referred to earlier, a greater number of aim statements will be needed.
In developing aim statements, it is important to describe more than simply the activities that students will take part in. The following, for example, are not aims:
Students will learn about business-letter writing in English. Students will study listening skills. Students will practice composition skills in English. Students will learn English for tourism.
For these to become aims, they need to focus on the changes in the learners that will result. For example:
Students will learn how to write effective business letters for use in the hotel and tourism industries.
Students will learn how to listen effectively in conversational interactions and how to develop better listening strategies.
Students will learn how to communicate information and ideas creatively and effectively through writing.
Students will be able to communicate in English at a basic level for purposes of tourism.
Objectives
Aims are very general statements of the goals of a program. They can be interpreted in many different ways. For example, consider the following aim statement:
Students will learn how to write effective business letters for use in the hotel and tourism industries.
Although this provides a clear description of the focus of a program, it does not describe the kinds of business letters students will learn or clarify what is meant by effective business letters. In order to give a more precise focus to program goals, aims are often accompanied by statements of more specific purposes. These are known as objectives. (They are also sometimes referred to as instructional objectives or teaching objectives.) An objective refers to a statement of specific changes a program seeks to bring about and results from an analysis of the aim into its different components. Objectives generally have the following characteristics:
• They describe what the aim seeks to achieve in terms of smaller units of learning.
• They provide a basis for the organization of teaching activities.
• They describe learning in terms of observable behavior or performance.
The advantages of describing the aims of a course in terms of objectives are:
• They facilitate planning: once objectives have been agreed on, course planning, materials preparation, textbook selection, and related processes can begin.
• They provide measurable outcomes and thus provide accountability: given a set of objectives, the success or failure of a program to teach the objectives can be measured.
• They are prescriptive: they describe how planning should proceed and do away with subjective interpretations and personal opinions.
In relation to the activity of "understanding lectures" referred to above, for example, aims and objectives such as the following can be described (Brown 1995):
Aim
• Students will learn how to understand lectures given in English.
Objectives
• Students will be able to follow an argument, theme, or thesis of a lecture.
• Students will learn how to recognize the following aspects of a lecture:
cause-and-effect relationships
comparisons and contrasts
premises used in persuasive arguments
supporting details used in persuasive arguments
Statements of objectives have the following characteristics:
Objectives describe a learning outcome. In writing objectives, expressions like will study, will learn about, will prepare students for are avoided because they do not describe the result of learning but rather what students will do during a course. Objectives can be described with phrases like will have, will learn how to, will be able to. (For exceptions, see the next section, "Nonlanguage outcomes and process objectives" on page 133.)
Objectives should be consistent with the curriculum aim. Only objectives that clearly serve to realize an aim should be included. For example, the objective below is unrelated to the curriculum aim Students will learn how to write effective business letters for use in the hotel and tourism industries.
Objective
The student can understand and respond to simple questions over the telephone.
Because the aim relates to writing business letters, an objective in the domain of telephone skills is not consistent with this aim. Either the aim statement should be revised to allow for this objective or the objective should not be included.
Objectives should be precise. Objectives that are vague and ambiguous are not useful. This is seen in the following objective for a conversation course:
Students will know how to use useful conversation expressions.
A more precise objective would be:
Students will use conversation expressions for greeting people, opening and closing conversations.
Objectives should be feasible. Objectives should describe outcomes that are attainable in the time available during a course. The following objective is probably not attainable in a 60-hour English course:
Students will be able to follow conversations spoken by native speakers.
The following is a more feasible objective:
Students will be able to get the gist of short conversations in simple English on topics related to daily life and leisure.
The following objectives (adapted from Pratt 1980) from a short course on English for travel and tourism designed to prepare students for travel in English-speaking countries illustrate the relationship between aims and objectives:
Course aim
To prepare students to communicate in English at a basic level for purposes of travel and tourism.
Course objectives
1. The student will have a reading vocabulary of 300 common words and abbreviations.
2. The student will have a listening vocabulary of 300 common words plus numbers up to 100.
3. The student can understand simple written notices, signs, and menus.
4. The student can understand simple questions, statements, greetings, and directions.
5. The student can get the gist of simple conversations in spoken English.
6. The student can pick out unfamiliar phrases from conversations and repeat them for clarification.
7. The student can use in speech 200 common words plus numbers up to 100 for time, quantity, and price.
8. The student can use about 50 useful survival phrases, questions, requests, greetings, statements, and responses.
9. The student can hold a bilingual conversation, speaking English slowly and clearly in simple words.
10. The student can use and understand appropriate gestures.
11. The student will have the confidence to initiate conversations in English, be unafraid of making mistakes, and attempt utterances outside his or her competence.
12. The student will be willing to learn from a native speaker's correction of his or her errors.
13. The student will have a "success experience" of making himself or herself understood in, and understand, a foreign language.
Frankel (1983, 124) gives the example of aims and objectives for a course in foundation reading skills for first-year university students in a Thai university:
Aim
To read authentic, nonspecialist, nonfiction texts in English with comprehension and at a reasonable speed.
Objectives
1. To use linguistic information in the text as clues to meaning, including:
• deducing the meaning and use of unfamiliar lexical items through an understanding of word formation and context clues
• decoding complex phrases and sentences including premodification, postmodification, complex embedding, and clause relations in compound and complex sentences
• recognizing and interpreting formal cohesive devices for linking different parts of a text
• recognizing and interpreting discourse markers
2. To understand the communicative value of a text, including:
• its overall rhetorical purpose (e.g., giving instructions, reporting an event)
• its rhetorical structure, including ways of initiating, developing, and terminating a discourse
3. To read for information, including:
• identifying the topic (theme)
• identifying the main ideas, stated and implied
• distinguishing between the topic and the main idea
• reading for detail
• distinguishing important from unimportant details
• skimming to obtain the gist or a general impression of the semantic content
• scanning to locate specifically required information
4. To read interpretatively including:
• extracting information not explicitly stated by making inferences
• distinguishing fact from opinion
• interpreting the writer's intention, attitude, and bias
• making critical judgments
Examples of objectives for the teaching of listening comprehension from the Singapore Primary Syllabus referred to earlier are: At the end of the course, pupils should be able to demonstrate listening competence in the following ways:
• recognize and distinguish the basic sounds and phonological features of the English language
• understand and carry out instructions (simple to complex) given orally
• answer questions of differing levels based on what is heard
• recognize a range of spoken and written text types/speech situations and respond appropriately when required
• recognize discourse features in extended spoken texts in order to follow effectively what is spoken (e.g., words/expressions signaling, introduction, conclusion, exemplification, digression)
• observe conversation etiquette as a listener in group discussion
• listen critically for a specific purpose and respond appropriately
The difficulty of drawing up statements of objectives should not be underestimated. In developing language objectives one is doing more than creating a wish list off the top of one's head (though in the real world this is what often happens). Sound objectives in language teaching are based on an understanding of the nature of the subject matter being taught (e.g., listening, speaking, reading, writing), an awareness of attainable levels of learning for basic, intermediate, or advanced-level learners, and the ability to be able to describe course aims in terms of logical and well-structured units of organization. Objectives are therefore normally produced by a group of teachers or planners who write sample objectives based on their knowledge and experience and revise and refine them over time. In developing objectives, it is necessary to make use of a variety of sources, such as diagnostic information concerning students' learning difficulties, descriptions of skilled performance in different language domains, information about different language levels as is found in the ACTFL Proficiency Guidelines (see Chapter 6), as well as characterizations of the skills involved in different domains of language use (see Appendix 2). Objectives cannot therefore be regarded as fixed. As instruction proceeds, some may have to be revised, some dropped because they are unrealistic, and others added to address gaps.
Criticisms of the use of objectives
Although in many institutions the use of objectives in course planning is seen as a way of bringing rigor and structure to the process of course planning, the use of objectives either in general form or in the form of behavioral objectives has also attracted some criticism. The major criticisms of their use are:
Objectives turn teaching into a technology. It is argued that objectives are linked to an efficiency view of education, that is, one based on the assumption that the most efficient means to an end is justified. There is a danger that curriculum planning becomes a technical exercise of converting statements of needs into objectives. In the process, the broader goals of teaching and learning (e.g., to provide meaningful and worthwhile learning experiences) may be lost.
Comment: This criticism is more applicable to the form of objectives known as "behavioral objectives" (see Appendix 1). To ensure that the curriculum addresses educationally important goals, objectives should be included that address "meaningful and worthwhile learning experiences." One way to do this is to include objectives that cover both language outcomes and nonlanguage outcomes: the latter will be discussed later in this chapter.
Objectives trivialize teaching and are product-oriented. By assuming that every purpose in teaching can be expressed as an objective, the suggestion is that the only worthwhile goal in teaching is to bring about changes in student behavior.
Comment: Objectives need not be limited to observable outcomes. They can also describe processes and experiences that are seen as an important focus of the curriculum.
Objectives are unsuited to many aspects of language use. Objectives may be suitable for describing the mastery of skills, but less suited to such things as critical thinking, literary appreciation, or negotiation of meaning.
Comment: Objectives can be written in domains such as critical thinking and literary thinking but will focus on the experiences the curriculum will provide rather than specific learning outcomes.
Competency-based program outcomes
An alternative to the use of objectives in program planning is to describe learning outcomes in terms of competencies, an approach associated with Competency-Based Language Teaching (CELT). CELT seeks to make a focus on the outcomes of learning a central planning stage in the development of language programs (Schneck 1978; Grognet and Crandall 1982). Traditionally, in language teaching planners have focused to a large extent on the content of teaching (as reflected in a concern for different types of syllabuses) or on the process of teaching (as reflected in a concern for different types of teaching methods). Critics of this approach argue that this concern with content or process focuses on the means of learning rather than its ends. CELT shifts the focus to the ends of learning rather than the means. As a general educational and training approach, CELT seeks to improve accountability in teaching through linking instruction to measurable outcomes and performance standards.
CELT first emerged in the United States in the 1970s and was widely adopted in vocationally oriented education and in adult ESL programs. By the end of the 1980s, CELT had come to be accepted as "the state-of-the-art approach to adult ESL by national policymakers and leaders in curriculum development as well" (Auerbach 1986, 411). In 1986, any refugee in the United States who wished to receive federal assistance had to be enrolled in a competency-based program (Auerbach 1986,412). CELT has recently reemerged in some parts of the world (e.g., Australia) as the major approach to the planning of language programs. The characteristics of CELT are described by Schneck (1978, vi):
Competency-based education has much in common with such approaches to learning as performance-based instruction, mastery learning and individualized instruction. It is outcome-based and is adaptive to the changing needs of students, teachers and the community. . . . Competencies differ from other student goals and objectives in that they describe the student's ability to apply basic and other skills in situations that are commonly encountered in everyday life. Thus CBE is based on a set of outcomes that are derived from an analysis of tasks typically required of students in life role situations.
THE NATURE OF COMPETENCIES
Competencies refer to observable behaviors that are necessary for the successful completion of real-world activities. These activities may be related to any domain of life, though they have typically been linked to the field of work and to social survival in a new environment. Docking (1994,11) points out the relationship between competencies and job performance:
A qualification or a job can be described as a collection of units of competency, each of which is composed of a number of elements of competency. A unit of competency might be a task, a role, a function, or a learning module. These will change over time, and will vary from context to context. An element of competency can be defined as any attribute of an individual that contributes to the successful performance of a task, job, function, or activity in an academic setting and/or a work setting. This includes specific knowledge, thinking processes, attitudes, and perceptual and physical skills. Nothing is excluded that can be shown to contribute to performance. An element of competency has meaning independent of context and time. It is the building block for competency specifications for education, training, assessment, qualifications, tasks, and jobs.
Tollefson (1986) observes that the analysis of jobs into their constituent functional competencies in order to develop teaching objectives goes back to the mid-nineteenth century. In the 1860s, Spencer "outlined the major areas of human activity he believed should be the basis for curricular objectives." Similarly, in 1926 Bobbitt developed curricular objectives according to his analysis of the functional competencies required for adults living in America. This approach has been picked up and refined as the basis for the development of competency-based programs since the 1960s. Northrup (1977) reports on a study commissioned by the U.S. Office of Education in which a wide variety of tasks performed by adults in American society were analyzed and the behaviors needed to carry out the tasks classified into five knowledge areas and four basic skill areas. From this analysis sixty-five competencies were identified. Docking (1994) describes how he was part of a project in Australia in 1968 that involved specifying the competencies of more than one hundred trades.
Mrowicki (1986) describes the process of developing a competency-based curriculum for a refugee program designed to develop language skills for employment. The process included:
• reviewing existing curricula, resource materials, and textbooks
• needs analysis (interviews, observations, survey of employers)
• identifying topics for a survival curriculum
• identifying competencies for each of the topics
• grouping competencies into instructional units
Examples of competencies are (Mrowicki 1986):
Topic: housing
1. Identify common household furniture/rooms.
2. Answer simple questions about basic housing needs.
3. Ask for simple information about housing, including rent, utilities, and date available.
4. Report household problems and emergencies.
5. Request repairs.
6. Arrange time for repairs.
Topic: shopping
1. Read a limited number of basic signs.
2. Ask the price of items.
3. State basic food (or other) needs.
4. State intention to purchase items.
5. Request correct change when incorrect change is received.
6. Read abbreviations for common weights and measure.
7. Ask for food using common weights and measures.
8. State clothing needs, including color and size.
9. Differentiate sizes by reading tags and tape measure.
In the Australian Migrant Education Program, one of the world's largest providers of language training to immigrants, a competency-based approach is used. Learning outcomes are specified in terms of work-related competencies such as the following:
Job-seeking skills: sample competencies
• Can inquire about an employment opportunity
• Can read and interpret advertisements for employment
• Can prepare a job-application letter
Workplace language: sample competencies
• Can follow and give oral instructions relevant to the workplace
• Can read diagrammatic and graphic workplace texts
• Can write formal letters relevant to a workplace context
In the Australian program competencies are described in terms of:
• elements that break down the competency into smaller components and refer to the essential linguistic features involved
• performance criteria that specify the minimal performance required to achieve a competency
• range of variables that sets limits for the performance of the competency
• sample texts and assessment tasks that provide examples of texts and assessment tasks that relate to the competency
As the examples above illustrate, competency descriptions are very similar to statements of objectives. They can be regarded as objectives that are linked to specific domains or activities.
CRITICISMS OF THE USE OF COMPETENCIES
The use of competencies in program planning is not without its critics. These criticisms focus on the following issues:
Definition of competencies Tollefson (1986) argues that no valid procedures are available to develop competency specifications. Although lists of competencies can be generated intuitively for many areas and activities, there is no way of knowing which ones are essential. Typically, competencies are described based on intuition and experience, a process similar to the one used to develop statements of objectives. In addition, focusing on observable behaviors can lead to a trivialization of the nature of an activity. Therefore, competencies related to effective performance on a job will tend to include such things as "reading directions or following orders on a job," but not "to change or question the nature of the job."
Hidden values underlying competency specifications CELT is based on a social and economic efficiency model of curriculum design that seeks to enable learners to participate effectively in society. Consequently, as Tollefson and others have pointed out, the competencies selected as a basis for instruction typically represent value judgments about what such participation involves. Tollefson gives examples of value-based competency descriptions developed as part of a refugee resettlement training program in the Philippines:
• To develop the belief "that self-sufficiency is highly regarded in American society, that upward mobility is possible by hard work and perseverance . . . and that men and women have equal access to employment opportunities"
• To discourage attending school while receiving welfare
• To develop the attitude that the purchasing and use of secondhand items is appropriate
• To identify common entry-level jobs that can be held by those with limited English ability
• To respond appropriately to supervisors' comments about quality of work on the job, including mistakes, working too slowly, and incomplete work
(Tollefson 1986, 655-656)
Tollefson (1986, 656-657) points out that such competencies encourage refugees "to consider themselves fortunate to find minimum-wage employment, regardless of their previous education. Moreover, the competencies attempt to inculcate attitudes and values that will make refugees passive citizens who comply rather than complain, accept rather than resist, and apologise rather than disagree."
Criticisms such as these essentially argue for a different curriculum ideology than CELT, such as a learner-centered or social-reconstructionist model. CELT is not necessarily linked to the ideology Tollefson exposes. As with the use of objectives, appropriately described and chosen competency descriptions can provide a useful framework for course planning and delivery, though they may be more appropriate for certain types of courses than others. They seem particularly suited to programs that seek to teach learners the skills needed to perform specific tasks and operations, as found in many kinds of ESP programs.
The standards movement
The most recent realization of a competency perspective in the United States is seen in the "standards" movement, which has dominated educational discussions since the 1990s. As Glaser and Linn note:
In the recounting of our nation's drive towards educational reform, the last decade of this century will undoubtedly be recognized as the time when a concerted press for national educational standards emerged. The press for standards was evidenced by the efforts of federal and state legislators, presidential and gubernatorial candidates, teacher and subject-matter specialists, councils, governmental agencies, and private foundations. (Glaser and Linn 1993, xiii)
Standards are descriptions of the targets students should be able to reach in different domains of curriculum content, and throughout the 1990s there was a drive to specify standards for subject matter across the curriculum. These standards or benchmarks are stated in the form of competencies. In Australia, McKay (1999, 52) reports:
Literacy benchmarks at Years 3, 5 and 7 are currently under development centrally in consultation with States/Territories, literacy experts and professional associations. The benchmarks are to be short statements and to be "expressed in plain, accessible English, clearly understandable by a community audience". . . . They are to be accompanied by professional elaborations "to assist teachers and other educational professionals to assess and report student progress against the benchmarks/'
Second and foreign language teaching in the United States has also embraced the standards movement. "It quickly became apparent to ESL educators in the United States at that time (1991) that the students we serve were not being included in the standards-setting movement that was sweeping the country" (Short 1997, 1).
The TESOL organization undertook to develop school standards for ESL for grades K-12. These are described in terms of competencies: "The standards . . . specify the language competencies ESOL students in elementary and secondary schools need to become fully proficient in English, to have unrestricted access to grade-appropriate instruction in challenging academic subjects, and ultimately to lead rich and productive lives" (TESOL 1997, 3). The standards are framed around three goals and nine standards. Each standard is further explicated by descriptors, sample progress indicators, and classroom vignettes with discussions (see Appendix 3).
Nonlanguage outcomes and process objectives
A language curriculum typically includes other kinds of outcomes apart from language-related objectives of the kind described above. If the curriculum seeks to reflect values related to learner centeredness, social re-constructionism, or cultural pluralism, outcomes related to these values will also need to be included. Because such outcomes go beyond the content of a linguistically oriented syllabus, they are sometimes referred to as nonlan-guage outcomes. Those that describe learning experiences rather than learning outcomes are also known as process objectives. Jackson reports that a group of teachers of adult immigrants in Australia identified eight broad categories of nonlanguage outcomes in their teaching (Jackson 1993, 2):
• social, psychological, and emotional support in the new living environment
• confidence
• motivation
• cultural understanding
• knowledge of the Australian community context
• learning about learning
• clarification of goals
• access and entry into employment, further study, and community life
Objectives in these domains relate to the personal, social, cultural, and political needs and rights of learners. If these are not identified, they tend to get forgotten or overlooked in the curriculum planning process. Jackson (1993, 8) comments:
Non-language outcomes represent more than desirable or optional by-products of the language learning process. They are essential prerequisites for on-going and meaningful involvement with the process of language learning and learning in general. Non-language outcomes are thus teaching and learning issues strongly related to issues of access and equity for non-English-speaking background learners and workers. It is important that the development of knowledge and learning skills represent a significant component of the adult ESL curriculum.
Jackson gives the following examples of objectives in on-arrival programs for immigrants that relate to understanding the context of local service institutions (1993, 45):
• to assist students to identify major local providers of services for:
1. the unemployed
2. employment
3. education and training
• to assist students to identify the main functions of the above
• to situate main functions of above services in context of educational provision as a first step in the process of ongoing adult education
• to assist students to identify major services, including private/public for:
1. migrants
2. children
3. women
4. sport and recreation
• to provide task-oriented activities, including community visits, to familiarize students with above services
• to assist students to ascertain relevance of above services for themselves in terms of
1. eligibility
2. accessibility
Another category of outcomes is sometimes referred to as process objectives. In general education these are associated with the ideas of Bruner (1966) and Stenhouse (1975). Bruner argued that the curriculum should focus less on the outcomes of learning and more on the knowledge and skills learners need to develop. These include the concepts and procedures that children should acquire through the processes of inquiry and deliberation. Stenhouse argued that the curriculum should focus on activities that engage learners in such processes as investigation, decision making, reflection, discussion, interpretation, making choices, cooperation with others, and so on. Thus Hanley, Whitla, Moss, and Walter identified the aims of a course titled "Man: A Course of Study" as:
• To initiate and develop in youngsters a process of question posing
• To teach a research methodology where children can look for information
• To help youngsters develop the ability to use a variety of firsthand sources as evidence from which to develop hypotheses and draw conclusions
• To conduct classroom discussions in which youngsters learn to listen to others as well as to express their own view
• To legitimize the search, that is, to give sanction and support to open-ended discussions where definitive answers to many questions are not found
• To encourage children to reflect on their own experiences
• To create a new role for the teacher, who becomes a resource rather than an authority
(Hanley, et al. 1970,5)
With this approach it is suggested that detailed specification of objectives is not needed. The curriculum specifies instead the content students will study and the activities and processes they are expected to engage in while studying the content. Stenhouse (1975) explains:
[The curriculum] is not designed on a pre-specification of behavioral objectives. Of course there are changes in students as a result of the course, but many of the most valued are not to be anticipated in detail. The power and the possibilities of the curriculum cannot be contained within objectives because it is founded on the idea that knowledge must be speculative and thus indeterminate as to student outcomes if it is to be worthwhile.
Objectives in the category of learning how to learn refer to learning strategies. Learning strategy theory suggests that effective learning involves:
• developing an integrated set of procedures and operations that can be applied to different learning - that is, strategies
• selecting strategies appropriate to different tasks
• monitoring strategies for their effectiveness and replacing or revising them if necessary
Many different kinds of learning strategies may be relevant to particular groups of learners. For example, a description of objectives for a national secondary school curriculum in an EFL country includes the following:
The course should develop students' awareness of the learning process and their role as learners by developing the following knowledge and skills:
1. ways of organizing learning and dividing learning tasks into smaller sub-tasks
2. familiarity with how to use reference words designed to assist them in independent learning (e.g., dictionaries, reference grammars, study guides)
3. awareness of their own learning styles and strengths and weaknesses
4. familiarity with various techniques of vocabulary learning and identification of techniques that are particularly useful to themselves
5. awareness of the nature of learning strategies and the difference between effective and ineffective strategies
6. ability to monitor their own learning progress and ways of setting personal goals for language improvement
Jackson (1993, 41) gives examples of objectives designed to help develop different types of learning strategies. The following relate to developing strategies for effective organization and management of time:
• to explicitly introduce students to the concept of time allocation in relation to study
• to assist students to identify realistic times and time spans for home study and individual study in the learning center
• to assist students to prioritize study time allocation in relation to other everyday activities and family commitments
• to assist students to create a daily/weekly timetable of study
The English Language Syllabus for the Teaching of English at Primary Level (1991) in Singapore includes a number of categories of process objectives. These are described as follows:
Thinking skills
At the end of the course, pupils should be able to:
• explore an idea, situation, or suggested solution for a specific purpose
• think creatively to generate new ideas, to find new meanings, and to deal with relationships
• analyse and/or evaluate an idea, a situation, or a suggested solution for a specific purpose
Learning how to learn
At the end of the course, pupils should be able to:
• apply a repertoire of library, information, and study skills
• take some responsibility for their own learning
• use some of the basic skills relating to information technology
Language and culture
At the end of the course, pupils should be able to:
• appreciate that there are varieties of English reflecting different cultures and use this knowledge appropriately and sensitively in communication
• adopt a critical, but not negative, attitude toward ideas, thoughts, and values reflected in spoken and written texts of local and foreign origin
The American Council on the Teaching of Foreign Languages in its National Standards for Foreign Language Learning (1996) (part of the standards movement referred to earlier) identifies a number of objectives for language programs that relate to the philosophy of cultural pluralism. For example:
• Students demonstrate understanding of the concept of culture through comparisons of the cultures studied and their own.
• Students acquire information and recognize the distinctive viewpoints that are only available through the foreign language and its cultures.
The planning of learning outcomes for a language course is closely related to the course planning process. Issues involved in developing and organizing course content are the focus of Chapter 6.
Appendix 1 Behavioral objectives
A particular form of expressing objectives known as behavioral objectives became popular at the time of the systems approach to educational planning. (The word behavior here refers to performance and is not related to behaviorist psychology.) Behavioral objectives take the idea of describing learning outcomes one step beyond the examples above by further opera-tionalizing the definition of behavior. In a classic paper, Mager (1975) described three components for the description of behavioral objectives:
• performance: an objective says what a learner is expected to be able to do
• conditions: an objective describes the important conditions (if any) under which the performance is to occur
• criterion: wherever possible, an objective describes the criterion of acceptable performance, describing how well the learner must be able to perform in order to be considered acceptable
Findlay and Nathan (1980, 225-226) suggest that to meet the criterion of an operational definition of behavior, behavioral objectives need to include the following aspects:
1. the student as subject
2. an action verb that defines behavior or performance to be learned
3. conditions under which the student will demonstrate what is learned
4. minimum level of performance required after instruction, as specified by a criterion-referenced measurement strategy
The principal difference between behavioral objectives and instructional or teaching objectives as discussed above is the addition of statements of conditions and criterion. The statement of conditions is an attempt to specify the circumstances under which the learner demonstrates learning. For example, in showing that the learner has learned how to use certain conversational expressions will these be demonstrated by filling in the blanks in a cloze dialogue, by taking part in a question-and-answer exchange, or by performing a role play? The statement of criterion describes how well the learner must perform the action. For example, should the learner be able to complete a task within a time limit, with a minimum number of errors, or to a certain level of comprehensibility? The following are examples of behavioral objectives for a common-core ESL program (Findlay and Nathan 1980, 226):
• Given an oral request [condition] the learner [student as subject] will say [action that defines behavior] his/her/name, address and telephone number to a native speaker of English as spell his/her name, street and city so that an interviewer may write down the data with 100% accuracy [level of performance].
• Given oral directions for a 4-step physical action, the learner will follow the directions with 100% accuracy.
Behavioral objectives of this kind are even more difficult to write than the simpler objectives illustrated above and perhaps for this reason have not been widely used in language teaching. In most circumstances, objectives in the more general form illustrated earlier provide sufficient guidance for program planning and instruction.
Appendix 2 Listening and conversation skills
1. An example of a skills taxonomy for the domain of listening skills (from Brindley 1997).
1 Orienting oneself to a spoken text
1.1 Identifying the purpose/genre of a spoken text
1.2 Identifying the topic
1.3 Identifying the broad roles and relationships of the participants (e.g., superior/subordinate)
2 Identifying the main idea/s in a spoken text
2.1 Distinguishing main ideas from supporting detail
2.2 Distinguishing fact from example
2.3 Distinguishing fact from opinion when explicitly stated in text
3 Extracting specific information from a spoken text
3.1 Extracting key details explicitly stated in text
3.2 Identifying key vocabulary items
4 Understanding discourse structure and organisation
4.1 Following discourse structure
4.2 Identifying key discourse/cohesive markers
4.3 Tracing the development of an argument
5 Understanding meaning not explicitly stated
5.1 Relating utterances to the social/situational context
5.2 Identifying the speaker's attitudes/emotional state
5.3 Recognising the communicative function of stress/intonation patterns
5.4 Recognising the speaker's illocutionary intent
5.5 Deducing meaning of unfamiliar words
5.6 Evaluating the adequacy of the information provided
5.7 Using information from the discourse to make a reasonable prediction
2. An example of a description of conversation skills.*
• turn taking
• giving feedback and backchanneling
• maintaining conversations
• initiating conversations
• closing interactions appropriately
• guessing the meanings of unfamiliar words
• seeking clarification
• asking for repetition
• structuring spoken information
• giving spoken instructions
• developing spoken texts as anecdotes
• using appropriate vocabulary
• using appropriate intonation and stress patterns
Appendix 3 ESOL standards for grades 4-8 (fromTESOL1997)
Descriptors
• sharing and requesting information
• expressing needs, feelings, and ideas
• using nonverbal communication in social interactions
• getting personal needs met
• engaging in conversations
• conducting transactions
Sample progress indicators
• ask peers for their opinions, preferences, and desires
• correspond with pen pals, English-speaking acquaintances, and friends
• write personal essays
• make plans for social engagements
• shop in a supermarket
• engage listener's attention verbally or nonverbally
• volunteer information and respond to questions about self and family
• elicit information and ask clarification questions
• clarify and restate information as needed describe feelings and emotions after watching a movie indicate interests, opinions, or preferences related to class projects
• give and ask for permission offer and respond to greetings, compliments, invitations, introductions, and farewells
• negotiate solutions to problems, interpersonal misunderstandings, and disputes
• read and write invitations and thank-you letters
• use the telephone
* Extract reprinted from Focus on Speaking by A. Burns and H. Joyce (1997) with permission from the National Centre for English Language Teaching and Research (NCELTR), Australia. ©Macquarie University.
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It was suggested in Chapter 1 that early planners of English-language courses saw the purpose of language teaching as self-evident. It was sufficient to state that the goal of a course was to teach English. The ESP movement argued that this approach was inadequate and that in order to teach English it was necessary to find answers to much more specific questions: What kind of English? At what level of proficiency? And for what purposes? Needs analysis seeks to provide answers to these questions and situation analysis seeks to identify the role of contextual factors in implementing curriculum change. In this chapter we will consider another crucial dimension of decision making in curriculum planning: determining the goals and outcomes of a program.
Several key assumptions about goals characterize the curriculum approach to educational planning. These can be summarized as follows:
• People are generally motivated to pursue specific goals.
• The use of goals in teaching improves the effectiveness of teaching and learning.
• A program will be effective to the extent that its goals are sound and clearly described.
These principles appear to be self-evident and uncontroversial, and most language programs describe their goals in terms of aims and objectives. The nature of aims and objectives, however, is not necessarily straightforward because they refer to knowledge, skills, and values that educational planners believe learners need to develop. In deciding on goals, planners choose from among alternatives based on assumptions about the role of teaching and of a curriculum. Formulating goals is not, therefore, an objective scientific enterprise but a judgment call. For this reason, the nature of goals in the design of educational programs has aroused considerable controversy and debate in the curriculum literature, and continues to do so. This debate is reflected in such issues as the following, which are all related to questions of curriculum goals:
• Is there any value in teaching students a foreign language at school if they have no practical need for it?
• Should a language program for immigrants just teach practical life skills or should it seek to prepare immigrants to confront racial and other forms of prejudice?
• Should learners participate in the shaping of the curriculum or is it something best left to teachers?
• Should students study the literature and culture of speakers of the language they are learning, or just learn to speak and use the language as a tool?
• Is it the language teacher's job to raise students' awareness of social injustices?
• Should teachers just prepare students to pass a flawed language exam (such as the English tests used as part of the entry examination at many universities) or should teachers and students together seek ways of finding fairer methods of assessment?
• What role should the learner's native language play in the curriculum and in the classroom?
Eisner (1992, 302) observes: "Because educational practice is concerned with the achievement of certain desired end states, it relies on a larger value matrix to secure and justify the directions in which it moves." In order to appreciate how value systems shape decisions about what schools should teach and the outcomes they seek to achieve, we will begin our discussion of goals by considering five curriculum ideologies (borrowing Eisner's term) that shape the nature of the language curriculum and the practices of language teaching in different ways: academic rationalism, social and economic efficiency, learner-centeredness, social reconstructionism, and cultural pluralism.
The ideology of the curriculum
In developing goals for educational programs, curriculum planners draw on their understanding both of the present and long-term needs of learners and of society as well as the planners' beliefs and ideologies about schools, learners, and teachers. These beliefs and values provide the philosophical underpinnings for educational programs and the justification for the kinds of aims they contain. At any given time, however, a number of competing or complementary perspectives are available concerning the focus of the curriculum. Kliebard comments:
We do not find a monolithic supremacy exercised by one interest group; rather we find different interest groups competing for dominance over the curriculum and, at different times, achieving some measure of control depending on local as well as general social conditions. Each of these interest groups, then, represents a force for a different selection of knowledge and values from the culture and hence a kind of lobby for a different curriculum. (Kliebard, 1986, 8)
Each of the five curriculum perspectives examined here emphasizes a different approach to the role of language in the curriculum.
Academic rationalism
This justification for the aims of curriculum stresses the intrinsic value of the subject matter and its role in developing the learner's intellect, humanistic values, and rationality. The content matter of different subjects is viewed as the basis for a curriculum and mastery of content is an end in itself rather than a means to solving social problems or providing efficient means to achieve the goals of policy makers. The role of schools is to provide access to the major achievements of a particular cultural tradition and to know the insights gained from studying enduring fields of knowledge. Greek and Latin have traditionally appeared in many high school curricula in the West because they were believed to develop "mental discipline" in students. Also known as "classical humanism," this view "is characterized above all by the desire to promote broad intellectual capacities such as memorization and the ability to analyze, classify, and reconstruct elements of knowledge so that these capacities can be brought to bear on the various challenges likely to be encountered in life" (Clark 1987, 5). Academic rationalism is sometimes used to justify the inclusion of certain foreign languages in school curricula, where they are taught not as tools for communication but as an aspect of social studies. Ozolins (1993) documents the debate over foreign language teaching in Australian schools and the reasons why French has gradually replaced Latin and other foreign languages. In discussing the role of foreign languages, the education minister for the state of Victoria in 1964, Bloomfield, argued that the issue was not one of languages alone. Ozolins comments:
The intellectual justification for teaching French was, in Bloomfield's view, 'the understanding of other nations, so that foreign language teaching is an intensive and specialized form of social studies'. The purely linguistic and communicative aspects of languages were not the primary objective, at least not for Victorian schools. (Ozolins 1993: 87)
This ideology is also sometimes used as a justification for including courses on literature, or American or British culture, in a language program. In some parts of the world (e.g., Hong Kong, Singapore, Malaysia), under colonial rule the English curriculum was traditionally a literature-based one. "The basic educational aim was the assimilation of British culture through the medium of English literature. There was no provision for language work specially designed to help the non-native learner" (Ho 1994, 223). The curriculum aimed at maintaining the elitist status of English-medium education. Such curricula were gradually replaced with more functional and practically oriented ones as English-medium education became more widely available (Ho 1994).
Clark (1987, 6) points out that in the United Kingdom academic rationalism is concerned with:
• The maintenance and transmission through education of the wisdom and culture of previous generations. This has led to the creation of a two-tier system of education - one to accord with the "higher" cultural traditions of an elite, and the other to cater for the more concrete and practical lifestyles of the masses.
• The development for the elite of generalizable intellectual capacities and critical faculties.
• The maintenance of stands through an inspectorate and external examination boards controlled by the universities.
In the United States, the debate over "cultural literacy" that emerged with the publication of Hirsch's book Cultural Literacy in 1987 indicated that this educational ideology still has both influential proponents and critics.
Social and economic efficiency
This educational philosophy emphasizes the practical needs of learners and society and the role of an educational program in producing learners who are economically productive. People can improve themselves and their environment through a process of rational planning. Social, economic, and other needs of society can be identified and planned for "by task analysis, by forming objectives for each task, and by teaching skills as discrete units" (Uhrmacher 1993,4). It is an ends-means approach. One of the founders of curriculum theory, Bobbitt, advocated this view of the curriculum. Curriculum development was seen as based on scientific principles, and its practitioners were "educational engineers" whose job it was to "discover the total range of habits, skills, abilities, forms of thought, etc. that its members need for the effective performance of their vocational labors" (1918, 43). Bobbitt concluded that an appropriate metaphor for curriculum development was that of the factory and production. In language teaching, this philosophy leads to an emphasis on practical and functional skills in a foreign or second language.
Socioeconomic ideology stresses the economic needs of society as a justification for the teaching of English. Successful economies in the twenty-first century are increasingly knowledge-based, and the bulk of the world's knowledge is in the English language. In a recent debate over standards of English in Japan, poor standards of English were cited as one reason for Japan's economic malaise in the late 1990s. "The learning of English, now a global language, is essential for Japan to have a bright future. ... the linguistic handicap of the Japanese could hold them back in an increasingly Internet-oriented world, where the bulk of information is written in English" (Kin 1999).
In foreign language teaching, the debate over skills-based versus academically based instruction in language teaching has a long history, as is seen in discussions over the relative merits of classical languages versus modern languages, literature versus language, and even grammar versus conversation in a language program. In many countries where English is a foreign language, over the past two decades there has been a move away from academic rationalism as the underpinnings of the English curriculum toward one based more on a socioeconomic efficiency model. The Threshold Level, the notional-functional syllabus, and outcomes-based approaches such as the use of graded objectives and competency-based outcomes in foreign language learning reflect this move toward an efficiency model in curriculum planning, one that Clark (1987) suggests often also reflects a Research, Development, and Diffusion model.
It generally involves the setting up of a central committee of selected 'experts' to develop a new curriculum product. The committee conducts initial research into what is required, produces draft materials, obtains feedback from classroom teachers who use the draft material in a number of designated pilot areas chosen to be representative of a range of contexts, and finally revises the materials for publication. (Clark 1987, 33)
Auerbach cites an example of this approach - the Texas Adult Performance Level Study - in which "university-based researchers surveyed literacy usage in a wide variety of contexts and identified sixty-five competencies that they claimed were characteristic of successful functioning in society" (Auerbach 1995, 13).
Critics of this view of the curriculum have argued that such a view is reductionist and presupposes that learners' needs can be identified with a predetermined set of skills and objectives. Knowledge is seen as something external to the learner that is transmitted in pieces. Freire describes this as a "banking model": "Education thus becomes an act of depositing, in which the students are depositories and the teacher is the depositor" (1975, 138). Advocates of the social-efficiency approach argue that the curriculum should above all focus on knowledge and skills that are relevant to the learner's everyday life needs and that the curriculum should be planned to meet the practical needs of society.
Learner-centeredness
This term groups together educational philosophies that stress the individual needs of learners, the role of individual experience, and the need to develop awareness, self-reflection, critical thinking, learner strategies, and other qualities and skills that are believed to be important for learners to develop. Within this tradition, reconceptualists emphasize the role of experience in learning. "What is missing from American schools ... is a deep respect for personal purpose, lived experience, the life of the imagination, and those forms of understanding that resist dissection and measurement" (Pinar 1975, 316).
Constructivists emphasize that learning involves active construction and testing of one's own representation of the world and accommodation of it to one's personal conceptual framework. All learning is seen to involve re-learning and reorganization of one's previous understanding and representation of knowledge (Roberts 1998, 23). Dewey, one of the founders of this philosophy, observed that "there is no intellectual growth without some reconstruction, some reworking" (Dewey 1934, 64). Roberts (1998) comments that constructivism has had a strong influence on language curriculum design, influencing the way, for example, reading and listening comprehension are taught with an emphasis on the prior knowledge, beliefs, and expectations that learners bring to listening and reading. Clark (1987, 49) (who uses the term progressivism to refer to this philosophy) suggests that it involves seeing education "as a means of providing children with learning experiences from which they can learn by their own efforts. Learning is envisaged as a continuum which can be broken up into several broad developmental stages. . . . Growth through experience is the key concept."
Marsh (1986, 201) points out that the issue of child-centered or learner-centered curricula reappears every decade or so and can refer to any of the following:
• individualized teaching
• learning through practical operation or doing
• laissez faire - no organized curricula at all but based on the momentary interests of children
• creative self-expression by students
• practically oriented activities directed toward the needs of society
• a collective term that refers to the rejection of teaching-directed learning
In language teaching, Clark sees this educational philosophy as leading to an emphasis on process rather than product, a focus on learner differences, learner strategies, and learner self-direction and autonomy.
Social reconstructionism
This curriculum perspective emphasizes the roles schools and learners can and should play in addressing social injustices and inequality. Curriculum development is not seen as a neutral process. Schools likewise do not present equal opportunities for all (Freire 1972; Apple 1986) but reflect the general inequalities in society. Schools must engage teachers and students in an examination of important social and personal problems and seek ways to address them. This process is known as "empowerment." Teachers must empower their students so that they can recognize unjust systems of class, race, or gender, and challenge them. Morris (1995, 10) observes:
The curriculum derived from this perspective focuses on developing knowledge, skills and attitudes which would create a world where people care about each other, the environment, and the distribution of wealth. Tolerance, the acceptance of diversity and peace would be encouraged. Social injustices and inequality would be central issues in the curriculum.
The most persuasive and currently popular representatives of this viewpoint are associated with the movement known as critical theory and critical pedagogy. The assumptions of "criticalists" are summarized by Kinch-eloe and McLaren (1994, 139):
that all thought is fundamentally mediated by power relations that are socially and historically constituted; that facts can never be isolated from the domain of value or removed from some form of ideological inscription; that the relationship between concept and object and between signifier and signified is never stable or fixed and is often mediated by the social relations of capitalist production and consumption; that language is central to the formation of subjectivity (conscious and unconscious awareness); that certain groups in any society are privileged over others ... the oppression that characterizes contemporary societies is most forcefully reproduced when subordinates accept their social status as natural, necessary, or inevitable; that oppression has many faces and that focusing on only one at the expense of the others . . . often elides the interconnections between them; and, finally, that mainstream research practices are generally . . . implicated in the reproduction of systems of class, race, and gender oppression.
One of the best-known critical pedagogues is Freire (1972), who argued that teachers and learners are involved in a joint process of exploring and constructing knowledge. Students are not the "objects" of knowledge: they must find ways of recognizing and resisting various forms of control. In language teaching, Auerbach's (1992) work is an important application of critical pedagogy, stressing that teaching must seek to empower students and help them bring about change in their lives. Critics of this position argue that teachers and students may not be able to change the structure of the systems in which they work and that other channels are often available to address such changes.
Cultural pluralism
This philosophy argues that schools should prepare students to participate in several different cultures and not merely the culture of the dominant social and economic group. Banks (1988) argues that students in multicultural societies such as the United States need to develop cross-cultural competency or what is sometimes termed intercultural communication. This means that one cultural group is not seen as superior to others and that multiple perspectives representing the viewpoints of different cultural groups should be developed within the curriculum. Cultural pluralism seeks to redress racism, to raise the self-esteem of minority groups, and to help children appreciate the viewpoints of other cultures and religions (Uhrmacher 1993). In the United States, the American Council on the Teaching of Foreign Languages (ACTFL) has recently identified three dimensions to inter-cultural competence in foreign language programs: the need to learn about cultures, to compare them, and to engage in intercultural exploration (Phillips and Terry 1999). Crozet and Liddicoat (1999) explore the implications of these dimensions for the design of language programs in Australia. In multicultural societies such as Canada, the United States, and Australia, cultural pluralism has motivated demands for a bilingual approach to English-language teaching (Burnett 1998). Auerbach has questioned the rationale for the exclusive use of English in ESL classrooms and argues that literacy in the first language is a significant factor in the learning of a second language (Auerbach 1995, 25). Collingham (1988) emphasizes the importance of valuing learners' language knowledge: "to treat adult learners as if they know nothing of language is to accept the imbalance of power and so ultimately to collude with institutional racism; to adopt a bilingual approach and to value the knowledge that learners already have is to begin to challenge that unequal power relationship" (Collingham 1988, 85).
In reviewing the immigrant experience in Australia, Martin (1978) commented on the "lack of migrant participation - which could have been forthcoming if the medium of instruction had not been English alone, if bilingual teachers had been employed and if ethnic communities had been involved" (1978, 68).
The extent to which one or other of the curriculum ideologies discussed in this section serves as the ideological underpinning of the curriculum and the relative emphasis they receive in the curriculum will reflect the particular context in which the curriculum occurs. The philosophy of the curriculum is the result of political judgment in that it reflects a particular set of choices about curriculum options. It reflects what the participants in the planning process believe to be worthwhile goals to attain and the changes they feel the curriculum should bring about. Because these judgments and values are often not stated explicitly, identifying them, making them explicit, and reflecting on the unstated values and assumptions driving the curriculum are an essential part of the process of curriculum planning.
Stating curriculum outcomes
Aims
In curriculum discussions, the terms goal and aim are used interchangeably to refer to a description of the general purposes of a curriculum and objective to refer to a more specific and concrete description of purposes. We will use the terms aim and objective here. An aim refers to a statement of a general change that a program seeks to bring about in learners. The purposes of aim statements are:
• to provide a clear definition of the purposes of a program
• to provide guidelines for teachers, learners, and materials writers
• to help provide a focus for instruction
• to describe important and realizable changes in learning
Aims statements reflect the ideology of the curriculum and show how the curriculum will seek to realize it. The following statements describe the aims of teaching English at the primary level in Singapore:
Our pupils learn English in order to:
• communicate effectively, in both speech and writing, in everyday situations to meet the demands of society
• acquire good reading habits to understand, enjoy, and appreciate a wide range of texts, including the literature of other cultures
• develop the ability to express themselves imaginatively and creatively
• acquire thinking skills to make critical and rational judgments
• negotiate their own learning goals and evaluate their own progress
• acquire information and study skills to learn the other subjects taught in English
• cope effectively and efficiently with change, extended learning tasks, and examinations
• acquire knowledge for self-development and for fulfilling personal needs and aspirations
• develop positive attitudes toward constructive ideas and values that are transmitted in oral and/or written forms using the English language
• develop a sensitivity to, and an appreciation of, other varieties of English and the culture they reflect
These statements reflect several of the philosophies discussed in the preceding section. The following are examples of aim statements from different kinds of language programs.
A business English course
• to develop basic communication skills for use in business contexts
• to learn how to participate in casual conversation with other employees in a workplace
• to learn how to write effective business letters
A course for hotel employees
• to develop the communication skills needed to answer telephone calls in a hotel
• to deal with guest inquiries and complaints
• to explain and clarify charges on a guest's bill
Aim statements are generally derived from information gathered during a needs analysis. For example, the following areas of difficulty were some of those identified for non-English-background students studying in English-medium universities:
• understanding lectures
• participating in seminars
• taking notes during lectures
• reading at adequate speed to be able to complete reading assignments
• presenting ideas and information in an organized way in a written assignment
In developing course aims and objectives from this information, each area of difficulty will have to be examined and researched in order to understand what is involved in understanding lectures, participating in seminars, and so on. What knowledge and skills does each activity imply? Normally the overall aims of a short course can be described in two or three aim statements; however, in a course spanning a longer time period, such as the primary school course referred to earlier, a greater number of aim statements will be needed.
In developing aim statements, it is important to describe more than simply the activities that students will take part in. The following, for example, are not aims:
Students will learn about business-letter writing in English. Students will study listening skills. Students will practice composition skills in English. Students will learn English for tourism.
For these to become aims, they need to focus on the changes in the learners that will result. For example:
Students will learn how to write effective business letters for use in the hotel and tourism industries.
Students will learn how to listen effectively in conversational interactions and how to develop better listening strategies.
Students will learn how to communicate information and ideas creatively and effectively through writing.
Students will be able to communicate in English at a basic level for purposes of tourism.
Objectives
Aims are very general statements of the goals of a program. They can be interpreted in many different ways. For example, consider the following aim statement:
Students will learn how to write effective business letters for use in the hotel and tourism industries.
Although this provides a clear description of the focus of a program, it does not describe the kinds of business letters students will learn or clarify what is meant by effective business letters. In order to give a more precise focus to program goals, aims are often accompanied by statements of more specific purposes. These are known as objectives. (They are also sometimes referred to as instructional objectives or teaching objectives.) An objective refers to a statement of specific changes a program seeks to bring about and results from an analysis of the aim into its different components. Objectives generally have the following characteristics:
• They describe what the aim seeks to achieve in terms of smaller units of learning.
• They provide a basis for the organization of teaching activities.
• They describe learning in terms of observable behavior or performance.
The advantages of describing the aims of a course in terms of objectives are:
• They facilitate planning: once objectives have been agreed on, course planning, materials preparation, textbook selection, and related processes can begin.
• They provide measurable outcomes and thus provide accountability: given a set of objectives, the success or failure of a program to teach the objectives can be measured.
• They are prescriptive: they describe how planning should proceed and do away with subjective interpretations and personal opinions.
In relation to the activity of "understanding lectures" referred to above, for example, aims and objectives such as the following can be described (Brown 1995):
Aim
• Students will learn how to understand lectures given in English.
Objectives
• Students will be able to follow an argument, theme, or thesis of a lecture.
• Students will learn how to recognize the following aspects of a lecture:
cause-and-effect relationships
comparisons and contrasts
premises used in persuasive arguments
supporting details used in persuasive arguments
Statements of objectives have the following characteristics:
Objectives describe a learning outcome. In writing objectives, expressions like will study, will learn about, will prepare students for are avoided because they do not describe the result of learning but rather what students will do during a course. Objectives can be described with phrases like will have, will learn how to, will be able to. (For exceptions, see the next section, "Nonlanguage outcomes and process objectives" on page 133.)
Objectives should be consistent with the curriculum aim. Only objectives that clearly serve to realize an aim should be included. For example, the objective below is unrelated to the curriculum aim Students will learn how to write effective business letters for use in the hotel and tourism industries.
Objective
The student can understand and respond to simple questions over the telephone.
Because the aim relates to writing business letters, an objective in the domain of telephone skills is not consistent with this aim. Either the aim statement should be revised to allow for this objective or the objective should not be included.
Objectives should be precise. Objectives that are vague and ambiguous are not useful. This is seen in the following objective for a conversation course:
Students will know how to use useful conversation expressions.
A more precise objective would be:
Students will use conversation expressions for greeting people, opening and closing conversations.
Objectives should be feasible. Objectives should describe outcomes that are attainable in the time available during a course. The following objective is probably not attainable in a 60-hour English course:
Students will be able to follow conversations spoken by native speakers.
The following is a more feasible objective:
Students will be able to get the gist of short conversations in simple English on topics related to daily life and leisure.
The following objectives (adapted from Pratt 1980) from a short course on English for travel and tourism designed to prepare students for travel in English-speaking countries illustrate the relationship between aims and objectives:
Course aim
To prepare students to communicate in English at a basic level for purposes of travel and tourism.
Course objectives
1. The student will have a reading vocabulary of 300 common words and abbreviations.
2. The student will have a listening vocabulary of 300 common words plus numbers up to 100.
3. The student can understand simple written notices, signs, and menus.
4. The student can understand simple questions, statements, greetings, and directions.
5. The student can get the gist of simple conversations in spoken English.
6. The student can pick out unfamiliar phrases from conversations and repeat them for clarification.
7. The student can use in speech 200 common words plus numbers up to 100 for time, quantity, and price.
8. The student can use about 50 useful survival phrases, questions, requests, greetings, statements, and responses.
9. The student can hold a bilingual conversation, speaking English slowly and clearly in simple words.
10. The student can use and understand appropriate gestures.
11. The student will have the confidence to initiate conversations in English, be unafraid of making mistakes, and attempt utterances outside his or her competence.
12. The student will be willing to learn from a native speaker's correction of his or her errors.
13. The student will have a "success experience" of making himself or herself understood in, and understand, a foreign language.
Frankel (1983, 124) gives the example of aims and objectives for a course in foundation reading skills for first-year university students in a Thai university:
Aim
To read authentic, nonspecialist, nonfiction texts in English with comprehension and at a reasonable speed.
Objectives
1. To use linguistic information in the text as clues to meaning, including:
• deducing the meaning and use of unfamiliar lexical items through an understanding of word formation and context clues
• decoding complex phrases and sentences including premodification, postmodification, complex embedding, and clause relations in compound and complex sentences
• recognizing and interpreting formal cohesive devices for linking different parts of a text
• recognizing and interpreting discourse markers
2. To understand the communicative value of a text, including:
• its overall rhetorical purpose (e.g., giving instructions, reporting an event)
• its rhetorical structure, including ways of initiating, developing, and terminating a discourse
3. To read for information, including:
• identifying the topic (theme)
• identifying the main ideas, stated and implied
• distinguishing between the topic and the main idea
• reading for detail
• distinguishing important from unimportant details
• skimming to obtain the gist or a general impression of the semantic content
• scanning to locate specifically required information
4. To read interpretatively including:
• extracting information not explicitly stated by making inferences
• distinguishing fact from opinion
• interpreting the writer's intention, attitude, and bias
• making critical judgments
Examples of objectives for the teaching of listening comprehension from the Singapore Primary Syllabus referred to earlier are: At the end of the course, pupils should be able to demonstrate listening competence in the following ways:
• recognize and distinguish the basic sounds and phonological features of the English language
• understand and carry out instructions (simple to complex) given orally
• answer questions of differing levels based on what is heard
• recognize a range of spoken and written text types/speech situations and respond appropriately when required
• recognize discourse features in extended spoken texts in order to follow effectively what is spoken (e.g., words/expressions signaling, introduction, conclusion, exemplification, digression)
• observe conversation etiquette as a listener in group discussion
• listen critically for a specific purpose and respond appropriately
The difficulty of drawing up statements of objectives should not be underestimated. In developing language objectives one is doing more than creating a wish list off the top of one's head (though in the real world this is what often happens). Sound objectives in language teaching are based on an understanding of the nature of the subject matter being taught (e.g., listening, speaking, reading, writing), an awareness of attainable levels of learning for basic, intermediate, or advanced-level learners, and the ability to be able to describe course aims in terms of logical and well-structured units of organization. Objectives are therefore normally produced by a group of teachers or planners who write sample objectives based on their knowledge and experience and revise and refine them over time. In developing objectives, it is necessary to make use of a variety of sources, such as diagnostic information concerning students' learning difficulties, descriptions of skilled performance in different language domains, information about different language levels as is found in the ACTFL Proficiency Guidelines (see Chapter 6), as well as characterizations of the skills involved in different domains of language use (see Appendix 2). Objectives cannot therefore be regarded as fixed. As instruction proceeds, some may have to be revised, some dropped because they are unrealistic, and others added to address gaps.
Criticisms of the use of objectives
Although in many institutions the use of objectives in course planning is seen as a way of bringing rigor and structure to the process of course planning, the use of objectives either in general form or in the form of behavioral objectives has also attracted some criticism. The major criticisms of their use are:
Objectives turn teaching into a technology. It is argued that objectives are linked to an efficiency view of education, that is, one based on the assumption that the most efficient means to an end is justified. There is a danger that curriculum planning becomes a technical exercise of converting statements of needs into objectives. In the process, the broader goals of teaching and learning (e.g., to provide meaningful and worthwhile learning experiences) may be lost.
Comment: This criticism is more applicable to the form of objectives known as "behavioral objectives" (see Appendix 1). To ensure that the curriculum addresses educationally important goals, objectives should be included that address "meaningful and worthwhile learning experiences." One way to do this is to include objectives that cover both language outcomes and nonlanguage outcomes: the latter will be discussed later in this chapter.
Objectives trivialize teaching and are product-oriented. By assuming that every purpose in teaching can be expressed as an objective, the suggestion is that the only worthwhile goal in teaching is to bring about changes in student behavior.
Comment: Objectives need not be limited to observable outcomes. They can also describe processes and experiences that are seen as an important focus of the curriculum.
Objectives are unsuited to many aspects of language use. Objectives may be suitable for describing the mastery of skills, but less suited to such things as critical thinking, literary appreciation, or negotiation of meaning.
Comment: Objectives can be written in domains such as critical thinking and literary thinking but will focus on the experiences the curriculum will provide rather than specific learning outcomes.
Competency-based program outcomes
An alternative to the use of objectives in program planning is to describe learning outcomes in terms of competencies, an approach associated with Competency-Based Language Teaching (CELT). CELT seeks to make a focus on the outcomes of learning a central planning stage in the development of language programs (Schneck 1978; Grognet and Crandall 1982). Traditionally, in language teaching planners have focused to a large extent on the content of teaching (as reflected in a concern for different types of syllabuses) or on the process of teaching (as reflected in a concern for different types of teaching methods). Critics of this approach argue that this concern with content or process focuses on the means of learning rather than its ends. CELT shifts the focus to the ends of learning rather than the means. As a general educational and training approach, CELT seeks to improve accountability in teaching through linking instruction to measurable outcomes and performance standards.
CELT first emerged in the United States in the 1970s and was widely adopted in vocationally oriented education and in adult ESL programs. By the end of the 1980s, CELT had come to be accepted as "the state-of-the-art approach to adult ESL by national policymakers and leaders in curriculum development as well" (Auerbach 1986, 411). In 1986, any refugee in the United States who wished to receive federal assistance had to be enrolled in a competency-based program (Auerbach 1986,412). CELT has recently reemerged in some parts of the world (e.g., Australia) as the major approach to the planning of language programs. The characteristics of CELT are described by Schneck (1978, vi):
Competency-based education has much in common with such approaches to learning as performance-based instruction, mastery learning and individualized instruction. It is outcome-based and is adaptive to the changing needs of students, teachers and the community. . . . Competencies differ from other student goals and objectives in that they describe the student's ability to apply basic and other skills in situations that are commonly encountered in everyday life. Thus CBE is based on a set of outcomes that are derived from an analysis of tasks typically required of students in life role situations.
THE NATURE OF COMPETENCIES
Competencies refer to observable behaviors that are necessary for the successful completion of real-world activities. These activities may be related to any domain of life, though they have typically been linked to the field of work and to social survival in a new environment. Docking (1994,11) points out the relationship between competencies and job performance:
A qualification or a job can be described as a collection of units of competency, each of which is composed of a number of elements of competency. A unit of competency might be a task, a role, a function, or a learning module. These will change over time, and will vary from context to context. An element of competency can be defined as any attribute of an individual that contributes to the successful performance of a task, job, function, or activity in an academic setting and/or a work setting. This includes specific knowledge, thinking processes, attitudes, and perceptual and physical skills. Nothing is excluded that can be shown to contribute to performance. An element of competency has meaning independent of context and time. It is the building block for competency specifications for education, training, assessment, qualifications, tasks, and jobs.
Tollefson (1986) observes that the analysis of jobs into their constituent functional competencies in order to develop teaching objectives goes back to the mid-nineteenth century. In the 1860s, Spencer "outlined the major areas of human activity he believed should be the basis for curricular objectives." Similarly, in 1926 Bobbitt developed curricular objectives according to his analysis of the functional competencies required for adults living in America. This approach has been picked up and refined as the basis for the development of competency-based programs since the 1960s. Northrup (1977) reports on a study commissioned by the U.S. Office of Education in which a wide variety of tasks performed by adults in American society were analyzed and the behaviors needed to carry out the tasks classified into five knowledge areas and four basic skill areas. From this analysis sixty-five competencies were identified. Docking (1994) describes how he was part of a project in Australia in 1968 that involved specifying the competencies of more than one hundred trades.
Mrowicki (1986) describes the process of developing a competency-based curriculum for a refugee program designed to develop language skills for employment. The process included:
• reviewing existing curricula, resource materials, and textbooks
• needs analysis (interviews, observations, survey of employers)
• identifying topics for a survival curriculum
• identifying competencies for each of the topics
• grouping competencies into instructional units
Examples of competencies are (Mrowicki 1986):
Topic: housing
1. Identify common household furniture/rooms.
2. Answer simple questions about basic housing needs.
3. Ask for simple information about housing, including rent, utilities, and date available.
4. Report household problems and emergencies.
5. Request repairs.
6. Arrange time for repairs.
Topic: shopping
1. Read a limited number of basic signs.
2. Ask the price of items.
3. State basic food (or other) needs.
4. State intention to purchase items.
5. Request correct change when incorrect change is received.
6. Read abbreviations for common weights and measure.
7. Ask for food using common weights and measures.
8. State clothing needs, including color and size.
9. Differentiate sizes by reading tags and tape measure.
In the Australian Migrant Education Program, one of the world's largest providers of language training to immigrants, a competency-based approach is used. Learning outcomes are specified in terms of work-related competencies such as the following:
Job-seeking skills: sample competencies
• Can inquire about an employment opportunity
• Can read and interpret advertisements for employment
• Can prepare a job-application letter
Workplace language: sample competencies
• Can follow and give oral instructions relevant to the workplace
• Can read diagrammatic and graphic workplace texts
• Can write formal letters relevant to a workplace context
In the Australian program competencies are described in terms of:
• elements that break down the competency into smaller components and refer to the essential linguistic features involved
• performance criteria that specify the minimal performance required to achieve a competency
• range of variables that sets limits for the performance of the competency
• sample texts and assessment tasks that provide examples of texts and assessment tasks that relate to the competency
As the examples above illustrate, competency descriptions are very similar to statements of objectives. They can be regarded as objectives that are linked to specific domains or activities.
CRITICISMS OF THE USE OF COMPETENCIES
The use of competencies in program planning is not without its critics. These criticisms focus on the following issues:
Definition of competencies Tollefson (1986) argues that no valid procedures are available to develop competency specifications. Although lists of competencies can be generated intuitively for many areas and activities, there is no way of knowing which ones are essential. Typically, competencies are described based on intuition and experience, a process similar to the one used to develop statements of objectives. In addition, focusing on observable behaviors can lead to a trivialization of the nature of an activity. Therefore, competencies related to effective performance on a job will tend to include such things as "reading directions or following orders on a job," but not "to change or question the nature of the job."
Hidden values underlying competency specifications CELT is based on a social and economic efficiency model of curriculum design that seeks to enable learners to participate effectively in society. Consequently, as Tollefson and others have pointed out, the competencies selected as a basis for instruction typically represent value judgments about what such participation involves. Tollefson gives examples of value-based competency descriptions developed as part of a refugee resettlement training program in the Philippines:
• To develop the belief "that self-sufficiency is highly regarded in American society, that upward mobility is possible by hard work and perseverance . . . and that men and women have equal access to employment opportunities"
• To discourage attending school while receiving welfare
• To develop the attitude that the purchasing and use of secondhand items is appropriate
• To identify common entry-level jobs that can be held by those with limited English ability
• To respond appropriately to supervisors' comments about quality of work on the job, including mistakes, working too slowly, and incomplete work
(Tollefson 1986, 655-656)
Tollefson (1986, 656-657) points out that such competencies encourage refugees "to consider themselves fortunate to find minimum-wage employment, regardless of their previous education. Moreover, the competencies attempt to inculcate attitudes and values that will make refugees passive citizens who comply rather than complain, accept rather than resist, and apologise rather than disagree."
Criticisms such as these essentially argue for a different curriculum ideology than CELT, such as a learner-centered or social-reconstructionist model. CELT is not necessarily linked to the ideology Tollefson exposes. As with the use of objectives, appropriately described and chosen competency descriptions can provide a useful framework for course planning and delivery, though they may be more appropriate for certain types of courses than others. They seem particularly suited to programs that seek to teach learners the skills needed to perform specific tasks and operations, as found in many kinds of ESP programs.
The standards movement
The most recent realization of a competency perspective in the United States is seen in the "standards" movement, which has dominated educational discussions since the 1990s. As Glaser and Linn note:
In the recounting of our nation's drive towards educational reform, the last decade of this century will undoubtedly be recognized as the time when a concerted press for national educational standards emerged. The press for standards was evidenced by the efforts of federal and state legislators, presidential and gubernatorial candidates, teacher and subject-matter specialists, councils, governmental agencies, and private foundations. (Glaser and Linn 1993, xiii)
Standards are descriptions of the targets students should be able to reach in different domains of curriculum content, and throughout the 1990s there was a drive to specify standards for subject matter across the curriculum. These standards or benchmarks are stated in the form of competencies. In Australia, McKay (1999, 52) reports:
Literacy benchmarks at Years 3, 5 and 7 are currently under development centrally in consultation with States/Territories, literacy experts and professional associations. The benchmarks are to be short statements and to be "expressed in plain, accessible English, clearly understandable by a community audience". . . . They are to be accompanied by professional elaborations "to assist teachers and other educational professionals to assess and report student progress against the benchmarks/'
Second and foreign language teaching in the United States has also embraced the standards movement. "It quickly became apparent to ESL educators in the United States at that time (1991) that the students we serve were not being included in the standards-setting movement that was sweeping the country" (Short 1997, 1).
The TESOL organization undertook to develop school standards for ESL for grades K-12. These are described in terms of competencies: "The standards . . . specify the language competencies ESOL students in elementary and secondary schools need to become fully proficient in English, to have unrestricted access to grade-appropriate instruction in challenging academic subjects, and ultimately to lead rich and productive lives" (TESOL 1997, 3). The standards are framed around three goals and nine standards. Each standard is further explicated by descriptors, sample progress indicators, and classroom vignettes with discussions (see Appendix 3).
Nonlanguage outcomes and process objectives
A language curriculum typically includes other kinds of outcomes apart from language-related objectives of the kind described above. If the curriculum seeks to reflect values related to learner centeredness, social re-constructionism, or cultural pluralism, outcomes related to these values will also need to be included. Because such outcomes go beyond the content of a linguistically oriented syllabus, they are sometimes referred to as nonlan-guage outcomes. Those that describe learning experiences rather than learning outcomes are also known as process objectives. Jackson reports that a group of teachers of adult immigrants in Australia identified eight broad categories of nonlanguage outcomes in their teaching (Jackson 1993, 2):
• social, psychological, and emotional support in the new living environment
• confidence
• motivation
• cultural understanding
• knowledge of the Australian community context
• learning about learning
• clarification of goals
• access and entry into employment, further study, and community life
Objectives in these domains relate to the personal, social, cultural, and political needs and rights of learners. If these are not identified, they tend to get forgotten or overlooked in the curriculum planning process. Jackson (1993, 8) comments:
Non-language outcomes represent more than desirable or optional by-products of the language learning process. They are essential prerequisites for on-going and meaningful involvement with the process of language learning and learning in general. Non-language outcomes are thus teaching and learning issues strongly related to issues of access and equity for non-English-speaking background learners and workers. It is important that the development of knowledge and learning skills represent a significant component of the adult ESL curriculum.
Jackson gives the following examples of objectives in on-arrival programs for immigrants that relate to understanding the context of local service institutions (1993, 45):
• to assist students to identify major local providers of services for:
1. the unemployed
2. employment
3. education and training
• to assist students to identify the main functions of the above
• to situate main functions of above services in context of educational provision as a first step in the process of ongoing adult education
• to assist students to identify major services, including private/public for:
1. migrants
2. children
3. women
4. sport and recreation
• to provide task-oriented activities, including community visits, to familiarize students with above services
• to assist students to ascertain relevance of above services for themselves in terms of
1. eligibility
2. accessibility
Another category of outcomes is sometimes referred to as process objectives. In general education these are associated with the ideas of Bruner (1966) and Stenhouse (1975). Bruner argued that the curriculum should focus less on the outcomes of learning and more on the knowledge and skills learners need to develop. These include the concepts and procedures that children should acquire through the processes of inquiry and deliberation. Stenhouse argued that the curriculum should focus on activities that engage learners in such processes as investigation, decision making, reflection, discussion, interpretation, making choices, cooperation with others, and so on. Thus Hanley, Whitla, Moss, and Walter identified the aims of a course titled "Man: A Course of Study" as:
• To initiate and develop in youngsters a process of question posing
• To teach a research methodology where children can look for information
• To help youngsters develop the ability to use a variety of firsthand sources as evidence from which to develop hypotheses and draw conclusions
• To conduct classroom discussions in which youngsters learn to listen to others as well as to express their own view
• To legitimize the search, that is, to give sanction and support to open-ended discussions where definitive answers to many questions are not found
• To encourage children to reflect on their own experiences
• To create a new role for the teacher, who becomes a resource rather than an authority
(Hanley, et al. 1970,5)
With this approach it is suggested that detailed specification of objectives is not needed. The curriculum specifies instead the content students will study and the activities and processes they are expected to engage in while studying the content. Stenhouse (1975) explains:
[The curriculum] is not designed on a pre-specification of behavioral objectives. Of course there are changes in students as a result of the course, but many of the most valued are not to be anticipated in detail. The power and the possibilities of the curriculum cannot be contained within objectives because it is founded on the idea that knowledge must be speculative and thus indeterminate as to student outcomes if it is to be worthwhile.
Objectives in the category of learning how to learn refer to learning strategies. Learning strategy theory suggests that effective learning involves:
• developing an integrated set of procedures and operations that can be applied to different learning - that is, strategies
• selecting strategies appropriate to different tasks
• monitoring strategies for their effectiveness and replacing or revising them if necessary
Many different kinds of learning strategies may be relevant to particular groups of learners. For example, a description of objectives for a national secondary school curriculum in an EFL country includes the following:
The course should develop students' awareness of the learning process and their role as learners by developing the following knowledge and skills:
1. ways of organizing learning and dividing learning tasks into smaller sub-tasks
2. familiarity with how to use reference words designed to assist them in independent learning (e.g., dictionaries, reference grammars, study guides)
3. awareness of their own learning styles and strengths and weaknesses
4. familiarity with various techniques of vocabulary learning and identification of techniques that are particularly useful to themselves
5. awareness of the nature of learning strategies and the difference between effective and ineffective strategies
6. ability to monitor their own learning progress and ways of setting personal goals for language improvement
Jackson (1993, 41) gives examples of objectives designed to help develop different types of learning strategies. The following relate to developing strategies for effective organization and management of time:
• to explicitly introduce students to the concept of time allocation in relation to study
• to assist students to identify realistic times and time spans for home study and individual study in the learning center
• to assist students to prioritize study time allocation in relation to other everyday activities and family commitments
• to assist students to create a daily/weekly timetable of study
The English Language Syllabus for the Teaching of English at Primary Level (1991) in Singapore includes a number of categories of process objectives. These are described as follows:
Thinking skills
At the end of the course, pupils should be able to:
• explore an idea, situation, or suggested solution for a specific purpose
• think creatively to generate new ideas, to find new meanings, and to deal with relationships
• analyse and/or evaluate an idea, a situation, or a suggested solution for a specific purpose
Learning how to learn
At the end of the course, pupils should be able to:
• apply a repertoire of library, information, and study skills
• take some responsibility for their own learning
• use some of the basic skills relating to information technology
Language and culture
At the end of the course, pupils should be able to:
• appreciate that there are varieties of English reflecting different cultures and use this knowledge appropriately and sensitively in communication
• adopt a critical, but not negative, attitude toward ideas, thoughts, and values reflected in spoken and written texts of local and foreign origin
The American Council on the Teaching of Foreign Languages in its National Standards for Foreign Language Learning (1996) (part of the standards movement referred to earlier) identifies a number of objectives for language programs that relate to the philosophy of cultural pluralism. For example:
• Students demonstrate understanding of the concept of culture through comparisons of the cultures studied and their own.
• Students acquire information and recognize the distinctive viewpoints that are only available through the foreign language and its cultures.
The planning of learning outcomes for a language course is closely related to the course planning process. Issues involved in developing and organizing course content are the focus of Chapter 6.
Appendix 1 Behavioral objectives
A particular form of expressing objectives known as behavioral objectives became popular at the time of the systems approach to educational planning. (The word behavior here refers to performance and is not related to behaviorist psychology.) Behavioral objectives take the idea of describing learning outcomes one step beyond the examples above by further opera-tionalizing the definition of behavior. In a classic paper, Mager (1975) described three components for the description of behavioral objectives:
• performance: an objective says what a learner is expected to be able to do
• conditions: an objective describes the important conditions (if any) under which the performance is to occur
• criterion: wherever possible, an objective describes the criterion of acceptable performance, describing how well the learner must be able to perform in order to be considered acceptable
Findlay and Nathan (1980, 225-226) suggest that to meet the criterion of an operational definition of behavior, behavioral objectives need to include the following aspects:
1. the student as subject
2. an action verb that defines behavior or performance to be learned
3. conditions under which the student will demonstrate what is learned
4. minimum level of performance required after instruction, as specified by a criterion-referenced measurement strategy
The principal difference between behavioral objectives and instructional or teaching objectives as discussed above is the addition of statements of conditions and criterion. The statement of conditions is an attempt to specify the circumstances under which the learner demonstrates learning. For example, in showing that the learner has learned how to use certain conversational expressions will these be demonstrated by filling in the blanks in a cloze dialogue, by taking part in a question-and-answer exchange, or by performing a role play? The statement of criterion describes how well the learner must perform the action. For example, should the learner be able to complete a task within a time limit, with a minimum number of errors, or to a certain level of comprehensibility? The following are examples of behavioral objectives for a common-core ESL program (Findlay and Nathan 1980, 226):
• Given an oral request [condition] the learner [student as subject] will say [action that defines behavior] his/her/name, address and telephone number to a native speaker of English as spell his/her name, street and city so that an interviewer may write down the data with 100% accuracy [level of performance].
• Given oral directions for a 4-step physical action, the learner will follow the directions with 100% accuracy.
Behavioral objectives of this kind are even more difficult to write than the simpler objectives illustrated above and perhaps for this reason have not been widely used in language teaching. In most circumstances, objectives in the more general form illustrated earlier provide sufficient guidance for program planning and instruction.
Appendix 2 Listening and conversation skills
1. An example of a skills taxonomy for the domain of listening skills (from Brindley 1997).
1 Orienting oneself to a spoken text
1.1 Identifying the purpose/genre of a spoken text
1.2 Identifying the topic
1.3 Identifying the broad roles and relationships of the participants (e.g., superior/subordinate)
2 Identifying the main idea/s in a spoken text
2.1 Distinguishing main ideas from supporting detail
2.2 Distinguishing fact from example
2.3 Distinguishing fact from opinion when explicitly stated in text
3 Extracting specific information from a spoken text
3.1 Extracting key details explicitly stated in text
3.2 Identifying key vocabulary items
4 Understanding discourse structure and organisation
4.1 Following discourse structure
4.2 Identifying key discourse/cohesive markers
4.3 Tracing the development of an argument
5 Understanding meaning not explicitly stated
5.1 Relating utterances to the social/situational context
5.2 Identifying the speaker's attitudes/emotional state
5.3 Recognising the communicative function of stress/intonation patterns
5.4 Recognising the speaker's illocutionary intent
5.5 Deducing meaning of unfamiliar words
5.6 Evaluating the adequacy of the information provided
5.7 Using information from the discourse to make a reasonable prediction
2. An example of a description of conversation skills.*
• turn taking
• giving feedback and backchanneling
• maintaining conversations
• initiating conversations
• closing interactions appropriately
• guessing the meanings of unfamiliar words
• seeking clarification
• asking for repetition
• structuring spoken information
• giving spoken instructions
• developing spoken texts as anecdotes
• using appropriate vocabulary
• using appropriate intonation and stress patterns
Appendix 3 ESOL standards for grades 4-8 (fromTESOL1997)
Descriptors
• sharing and requesting information
• expressing needs, feelings, and ideas
• using nonverbal communication in social interactions
• getting personal needs met
• engaging in conversations
• conducting transactions
Sample progress indicators
• ask peers for their opinions, preferences, and desires
• correspond with pen pals, English-speaking acquaintances, and friends
• write personal essays
• make plans for social engagements
• shop in a supermarket
• engage listener's attention verbally or nonverbally
• volunteer information and respond to questions about self and family
• elicit information and ask clarification questions
• clarify and restate information as needed describe feelings and emotions after watching a movie indicate interests, opinions, or preferences related to class projects
• give and ask for permission offer and respond to greetings, compliments, invitations, introductions, and farewells
• negotiate solutions to problems, interpersonal misunderstandings, and disputes
• read and write invitations and thank-you letters
• use the telephone
* Extract reprinted from Focus on Speaking by A. Burns and H. Joyce (1997) with permission from the National Centre for English Language Teaching and Research (NCELTR), Australia. ©Macquarie University.
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